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FINRA Unscripted

FINRA Unscripted

Vendor Vigilance: Navigating Third-Party Risk

May 6, 2025 · 18m

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About this episode

Third-party risk is the most clicked-on topic in FINRA's 2025 Regulatory Oversight Report. But what is third-party risk and why are people so interested in it? What can FINRA member firms do to mitigate that risk? And how can FINRA help? These questions will be answered on the latest episode of FINRA Unscripted, featuring a returning guest, FINRA's Executive Vice President of Member Supervision Greg Ruppert.